Alisha has been working in the investment industry since 2013, primarily focused on securities regulation. She started her career in financial services and compliance with the Florida Office of Financial Regulation. In her role as a Securities Examiner, Alisha was responsible for the examination of State Registered Investment Advisors and Broker Dealers throughout the state of Florida. During her time at the Florida Office of Financial Regulation she also specialized in coordinating statewide projects and training on complex securities topics. In her role as Chief Compliance Officer, she is responsible for working with the Compliance Committee and leading the processes for promoting and ensuring RedTree’s compliance with laws, regulations, and company policies.
+ Florida Office of Financial Regulation, Securities Enforcement Bureau – Securities Examiner and Government Analyst
+ District of Columbia’s Department of Insurance, Securities, and Banking – Securities Examiner
+ Master of Business Administration, Southeastern University
+ Bachelor of Arts in Criminal Justice, Southeastern University
Organizational & Community Involvement - Present
+ Chipola Healthy Start, Board member and Secretary / Treasurer
Alisha is currently pursuing her Certified Fraud Examiner designation with the Association of Certified Fraud Examiners. She recently moved to the DC area from her home in Florida with her husband, Justin. In her free time, Alisha enjoys reading, playing board games, and spending time with her husband.